Tag Archives: UBS

Crowdfunding To Reward Whistleblowers

The whistleblower who brought down the secret Swiss banking model and served jail time is now crowdfunding for a pot of money to be rewarded to others who blow the whistle on corruption. Trutheum is raising 3,000 ether (cryptocurrency) that … Continue reading

Posted in balance, checkbook, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, discrepancies, fraud, Funding Portals, Investments, Jobs, Legislative Intent, review, SEC, Small Business, technology | Tagged , , , , , , , , , , , , , , , , , , , , | Leave a comment

“Bad Actor” Waivers Getting Harder to Get

After giving an investment adviser that failed to get clients’ consents for 21,000 trades a “bad boy” waiver, the Securities and Exchange Commission is now considering punishing JP Morgan. The Wall Street Journal reports that the Commission is thinking about … Continue reading

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