Tag Archives: solicitation

Unicorn Tender Offer In The Offing?

Here’s something you don’t see everyday – a tender offer for a privately held unicorn’s shares. This ad is in today’s Wall Street Journal and notes that a consortium of private investors (Softbank?) intends to offer to purchase Uber shares … Continue reading

Posted in accredited investor, Banking, Broker dealers, checkbook, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Investments, Jobs, Legislative Intent, review, SEC, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Common Complaints About Reg. Crowd Funding

Some common complaints about Reg. Crowd Funding, now that it’s almost a year old, include: the $1 million cap (which, according to some, need not be since each investor is capped), the investor cap (which is basically unenforceable as it’s … Continue reading

Posted in accredited investor, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, FINRA, Funding Portals, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , | Leave a comment

Chatbot Helps Crowdfunders Market

The hardest thing about crowdfunding is finding and targeting a donor audience if you don’t already have a massive following. Non-movie stars need to start their marketing campaigns weeks, if not months, before they post their crowdfunding appeal. Many don’t … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowdfunding Consultants Don’t Add Much

As more crowdfunding campaigns are failing to raise their targeted amounts (66% this year vs. 50% last year), more startups are turning to PR firms, Twitter masters and other types of “experts” who promise to raise the campaign’s profile to … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, fraud, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowdfunding Secrets Revealed !

The secrets to a successful crowdfunding campaign have been found by a University of Buffalo School of Management study that says: “high quality photos and video, previous crowdfunding success and positive comments from backers are the keys to a successful … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, fraud, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, States, technology, unfair and deceptive practice, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowdfunding Cops Coming

When internet advertising for private placements goes into effect, Massachusetts will be ready with its new crowdfunding cops. The State’s Internet Crowdfunding and Offerings Watch Department, or I-Crowd, a part of the MA Commonwealth Secretary’s office will track how issuers … Continue reading

Posted in Broker dealers, Charity, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, SEC, Small Business, States, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

When You Can Advertise

As noted here previously, the SEC amended Rule 506 to permit an issuer to engage in general solicitation or general advertising in offering and selling securities pursuant to Rule 506, provided that all purchasers of the securities are accredited investors … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, SEC, Small Business, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , | Leave a comment