Tag Archives: Senate Banking Committee

SEC Appointees Held In Senate

The Securities and Exchange Commission is operating now with only 3 commissioners. Two Obama nominees are being held up in the Senate as the political season heats up, with Banking Committee Chairman Richard Shelby, R-Ala., telling Politico in January he … Continue reading

Posted in Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Dodd Frank, FINRA, Funding Portals, Jobs, SEC, Small Business, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , | Leave a comment

Getting Back to the Starting Gate

With the Senate Banking Committee overwhelmingly approving the President’s nomination of Mary Jo White to be the new Chairman of the Securities and Exchange Commission by a vote of 21-to-1, we may be one step closer to crowd funding regulations. … Continue reading

Posted in Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Legislative Intent, SEC, Small Business, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowd Funding On The Radar

At her confirmation hearing before the Senate Banking Committee yesterday, attorney Mary Jo White, President Obama’s nominee to head the Securities and Exchange Commission, stated that one of her top priorities upon being sworn in is to “quickly push to … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment