Tag Archives: rulemaking

Democrats Push SEC to Regulate Political Spending

The must-pass Omnibus Spending compromise includes a provision stuck in by Republicans that prohibits the Securities and Exchange Commission from using 2016 funds to regulate corporate political spending disclosures. However, a raft of Democrats have written to SEC Chair Mary … Continue reading

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Fun With Numbers!

A website is now asking people to forward a petition to the SEC to be timely with their rulemaking because crowd funding has the potential of creating up to 2 million new jobs. See the calculus at the link. http://careerfuel.net/2012/08/2-million-jobs-from-startups-lost-in-the-past-decade-crowdfunding-for-equity-could-fill-the-gap/

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SEC Progress So Far

The SEC’s Division of Corporation Finance spoke at the Society of Corporate Secretaries on 7/14 and noted with respect to the JOBS Act: (i) the SEC is trying to do all of it at once, working “flat out” –  implementation … Continue reading

Posted in Broker dealers, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding Platforms, Funding Portals, Investments, SEC, Small Business, Wall Street | Tagged , , , , , , , , , , , , , | Leave a comment