Tag Archives: regulations

SEC Amends Intrastate Offering Exemption & Increases Rule 504 Max

The Securities and Exchange Commission adopted new intrastate offering rules that permit companies “doing business” in a state (i.e,. where 80% of the company’s gross revenues or assets in located in the state, or where 80%  or more of the … Continue reading

Posted in accredited investor, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Uncategorized | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

AIG To Offer Crowdfunding Insurance in UK

One of the biggest problems in crowdfunding is that the crowdfunding company does not perform, typically by not delivering a pre-sold product as promised. Now, if the reason for non-performance is fraud, American International Group (AIG), a major global insurance … Continue reading

Posted in accredited investor, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Dodd Frank, Film, fraud, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, unfair and deceptive practice, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Are You Ready For The New Age of Crowdfunding?

PCMag takes a look at new Regulation CF in a two part series. http://www.pcmag.com/article/344545/are-you-ready-for-the-next-age-of-crowdfunding http://www.pcmag.com/article/344544/regulation-crowdfunding-is-live-what-businesses-and-investo

Posted in accredited investor, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, fraud, Funding Portals, Investments, Jobs, Legislative Intent, review, SEC, Small Business, States, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Change in “Accredited Investor” Definition Would Adversely Impact Private Capital

The Securities and Exchange Commission is holding an open meeting tomorrow to discuss the report of the Division of Corporation Finance on the definition of “accredited investor” and general solicitation under Reg. D. It will be webcast starting at 9:30AM. … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Funding Portals, Investments, Jobs, Legislative Intent, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Real Crowdfunding Starts Today!

Today is the day that will change the way small businesses raise equity capital in the United States. For that’s the day that the Securities and Exchange Commission’s crowdfunding rules go into effect, allowing entrepreneurs to raise money from every … Continue reading

Posted in accredited investor, Charity, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Dodd Frank, Film, FINRA, fraud, Funding Portals, Investments, Jobs, Legislative Intent, review, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | 1 Comment

No Startup Above The Law

The Los Angeles District Attorney slapped unicorn Uber with a $10 million fine for its misleading advertising and failure to pay airport fees. In its press release the DA’s office warns businesses and “… startups in particular, that in the … Continue reading

Posted in accredited investor, CFPB, Consumer Financial Protection Bureau, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, fine, fraud, Funding Portals, Investments, Jobs, Legislative Intent, SEC, technology, unfair and deceptive practice, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Slow Start For Intra-State Crowdfunding

Guess what? Crowdfunding is hard. The Wall Street Journal is reporting that small businesses in states that have adopted intra-state crowdfunding rules are finding it difficult to raise capital from non-accredited investors. Reasons vary, but risk of the return of … Continue reading

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