Tag Archives: prospectus

Observations About The First Registered ICO

Some observations about the first SEC registered Initial Coin Offering: it claims that the tokens “will be distributed as a security and are not intended to constitute a commodity” so it’s picking its regulator (SEC over the CFTC); it’s registering … Continue reading

Posted in accredited investor, checkbook, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

British Crowdfunding Firms Getting Cold Shoulder From Europe Due to Brexit

While the British High Court just ruled today that Parliament must vote on Brexit, United Kingdom crowdfunding firms are already feeling the Brexit effects as British representatives are being “shut out” of meetings of the committees of the European Parliament … Continue reading

Posted in accredited investor, Banking, Banks, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Funding Portals, Investments, Jobs, Legislative Intent, Uncategorized, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

SEC OKs Use of Twitter

A registrant may make a public announcement about its offering, provided that it complies with the requirements of the contents of the announcement under Rule 134 under the Securities Act of 1933, as amended. However, Twitter and other social media … Continue reading

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Startup Stock Exchange Looking To Disrupt VCs

A new venture funding idea not currently permitted to U.S. investors has begun on the island of Curacao. The Startup Stock Exchange vets companies, then takes them public on the Dutch Caribbean Securities Exchange where they can raise between $300K … Continue reading

Posted in Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment