Tag Archives: private capital

Private Capital Market Outpaces Public

SEC Commissioner Kara Stein said recently that: “…amounts raised through unregistered offerings have outpaced the level of capital raising via registered offerings in recent years. More than $2 trillion, in fact, was raised privately in 2014. Regulation D offerings accounted … Continue reading

Posted in accredited investor, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Dodd Frank, Film, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Are Some Bad Actors More Equal Than Others?

Are some bad actors more worthy than others? Criminal and civil sanctions can bar banks from certain activities, including participating in the private capital markets. Securities and Exchange Commissioner Kara Stein thought so last year when the SECĀ gave a waiver … Continue reading

Posted in Banking, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Private Equity Deals Cool in 3rd Quarter

Pitchbook reports on private equity deals in third quarter of 2014, including: the number of deals have decreased 26% over same period 2013; capital invested decreased 11% to $203.9 billion; the median deal size is up 19% from $35.8 to … Continue reading

Posted in Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Funding Portals, Investments, Jobs, Legislative Intent, SEC | Tagged , , , , , , , , , , , , , , , , , , , | Leave a comment