Tag Archives: markets

SEC Suspends CryptoCurrency/Blockchain Companies

For the first time, the Securities and Exchange Commission has suspended trading in three firms that have made public claims about crypto-currency and blockchain, not that they have been involved in an Initial Coin Offering (yet). The suspension resulted from … Continue reading

Posted in accredited investor, balance, Banks, CFTC, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, discrepancies, fraud, Investments, Jobs, Legislative Intent, penalty, SEC, technology, Wall Street | Tagged , , , , , , , , , , , , , , , , , , | Leave a comment

Crowdfunding Helps Underserved Investment Markets

A University of California study has determined that crowdfunding has opened the financing spigot for startups in regions of the United States not served by venture capitalists (i.e., places other than Silicon Valley and Boston which accounted for 50%+ of … Continue reading

Posted in accredited investor, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Mark Cuban’s Wish List For Reforming the SEC

If you recall, Mark Cuban beat an insider trading charge by the Securities and Exchange Commission last year. He’s still on the warpath against the agency. In a recent article, he set forth his wish list for SEC reforms: “When … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Dodd Frank, FINRA, fraud, Funding Portals, Investments, Legislative Intent, penalty, SEC, Small Business, unfair and deceptive practice, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment