Tag Archives: liabilities

Crowdfunders In A Bankruptcy: Go To The Back Of The Line

Everyone knows that startup financing is risky, especially crowdfunding. Although Kickstarter is requiring companies to show a prototype, the risk of design, production and delivery is still high and many companies fail. What you should know is that when your … Continue reading

Posted in accredited investor, Broker dealers, checkbook, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, deposits, fraud, Funding Portals, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Who’s Accredited?

The new rule permitting general solicitation of Rule 506 private placements includes a requirement that the issuer “take reasonable steps to verify” that all purchasers are accredited investors. Some of those steps could include doing a broker check on the … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment