Tag Archives: investment advice

Do As I Do: Crowdfund

The startup that is going to tell you which crowdfunding company to invest in is crowdfunding its own start. Although backed by one of the original founders of Napster (are you old enough to remember Napster?), KingsCrowd is launching its … Continue reading

Posted in accredited investor, balance, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , | Leave a comment

Is Crowdfunding A Gut Investment Or Is A Ratings Firm Needed?

The equity crowdfunding field is getting crowded with companies that have product ideas, prototypes or even actual businesses. Everyday, non-accredited investors can now wager on the future of these businesses, but the disclosure about them remains rather nominal. So, in … Continue reading

Posted in accredited investor, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, fraud, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, unfair and deceptive practice, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

UK Crowd Funding Moves Towards US Rules

Variety is reporting that the UK has moved to tighten its debt and equity crowdfunding rules to be more in line with the recent SEC proposed regulations. Equity securities ” will only be able to be offered to clients who: … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

What’s Investment Advice?

As the clock ticks down to Dec. 31, it is becoming more clear that the SEC’s crowd funding rules are going to have to be a work in progress, regardless of how detailed they turn out to be. Crowd funding … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Legislative Intent, SEC, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , | Leave a comment