Tag Archives: hearing

SEC Appointees Held In Senate

The Securities and Exchange Commission is operating now with only 3 commissioners. Two Obama nominees are being held up in the Senate as the political season heats up, with Banking Committee Chairman Richard Shelby, R-Ala., telling Politico in January he … Continue reading

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Watch The House Committee Hearing on Crowdfunding

The House Committee on Small Business Subcommittee on Investigations, Oversight and Regulation held a hearing titled “SEC’s Crowdfunding Proposal: Will It Work for Small Businesses?” this morning (see prior post). You can watch it here: http://www.ustream.tv/recorded/42779554

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowdfunding Rules by Fall 2013 ?

In a hearing of the Senate Banking Committee on July 30, 2013, Sen. Mark Warner pressed SEC Chairman Mary Jo White on when crowdfunding regulations would be issued. Chairman White hedged her response but indicated that the rules are on … Continue reading

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Crowd Funding On The Radar

At her confirmation hearing before the Senate Banking Committee yesterday, attorney Mary Jo White, President Obama’s nominee to head the Securities and Exchange Commission, stated that one of her top priorities upon being sworn in is to “quickly push to … Continue reading

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SEC On Time for Crowd Funding Rules (So Far)

The Wall Street Journal reported yesterday that the SEC is on track to have the crowd funding rules written by the end of 2012. “Ms. Schapiro said she expects the SEC to meet a deadline at the end of the … Continue reading

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