Tag Archives: fund raise

Reg. Crowd Funding Report Card 2016

VentureBeat did a report card on Regulation Crowd Funding for 2016. It reports that: there were 21 crowdfunding portals registered, one shut down by the SEC; 186 companies launched campaigns; 79 of them hit their minimum funding target; investors pledged … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Investments, Jobs, Legislative Intent, SEC, Small Business, Uncategorized | Tagged , , , , , , , , , , , , , , , , , , , , | Leave a comment

FINRA To Meet To Consider Funding Portal Rules

The broker dealer regulator, FINRA,  will consider a proposal to solicit comment via Regulatory Notice on proposed rules and related forms governing funding portals pursuant to Title III (the Crowd Fund Act) of the JOBS Act. FINRA previously requested that … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , | Leave a comment