Tag Archives: Form C

SEC Reports On Regulation CF Crowdfunding Results So Far

The Securities and Exchange Commission’s Division of Economic and Risk Analysis issued its report on whether the post financial crisis legislation (Dodd Frank, Volcker Rule, etc.) has had a deleterious effect on the financial markets. It said NO. With respect … Continue reading

Posted in accredited investor, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , | Leave a comment

Does Regulation Crowd Funding Need Fixing?

If you remember, getting Regulation Crowd Funding enacted was a long slog, primarily because the Securities and Exchange Commission wanted to build in many “investor protections” that mimicked the registration process. Griping persists that the Reg is not working because: … Continue reading

Posted in accredited investor, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, FINRA, Funding Portals, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , | Leave a comment

First Million Dollar Raise Under Regulation Crowd Funding

MIT Tech Review says that BetaBionics is the first company to raise $1 Million under the Securities and Exchange Commission’s new crowdfunding rules. BB, ” a startup created by Boston University biomedical engineer Ed Damiano, ” raised the capital using … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowdfunding Now A Reality

36 companies have now registered with the Securities and Exchange Commission to make equity crowdfunding offers to all investors. These companies range in industry from: NextRx, a RX-Pass system which provides medical marijuana patients with secure and convenient digital registration … Continue reading

Posted in accredited investor, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Dodd Frank, Film, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

SEC Asks For Money to Enforce Crowd Fund Act

In its 2015 budget request to Congress, SEC has asked for money to enforce the Crowd Fund Act: “The SEC is implementing the Jumpstart¬†Our Business Startups (JOBS) Act, which includes a new¬†rule that allows for broader solicitation of certain types … Continue reading

Posted in Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

UK Crowd Funding Moves Towards US Rules

Variety is reporting that the UK has moved to tighten its debt and equity crowdfunding rules to be more in line with the recent SEC proposed regulations. Equity securities ” will only be able to be offered to clients who: … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowd Funding Regs Hold Some Surprises

Upon review of the SEC’s proposed crowd funding regulations released this week, I found a number if items that could be problematic for companies that thought they would have a relatively easy time raising funds using the new Section 4(a)(6) … Continue reading

Posted in Banking, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , | Leave a comment