-
Recent Posts
Archives
- September 2017
- August 2017
- July 2017
- June 2017
- May 2017
- April 2017
- March 2017
- February 2017
- January 2017
- December 2016
- November 2016
- October 2016
- September 2016
- August 2016
- July 2016
- June 2016
- May 2016
- April 2016
- March 2016
- February 2016
- January 2016
- December 2015
- November 2015
- October 2015
- September 2015
- August 2015
- July 2015
- June 2015
- May 2015
- April 2015
- March 2015
- February 2015
- January 2015
- December 2014
- November 2014
- October 2014
- September 2014
- August 2014
- July 2014
- June 2014
- May 2014
- April 2014
- March 2014
- February 2014
- January 2014
- December 2013
- November 2013
- October 2013
- September 2013
- August 2013
- July 2013
- June 2013
- May 2013
- April 2013
- March 2013
- February 2013
- January 2013
- December 2012
- November 2012
- October 2012
- September 2012
- August 2012
- July 2012
- June 2012
- May 2012
Categories
- accredited investor
- balance
- Banking
- Banks
- Broadway
- Broker dealers
- CFPB
- CFTC
- Charity
- checkbook
- Citizens Bank
- Congress
- Consumer Financial Protection Bureau
- Crowd Fund Act
- Crowd Fund Act of 2012
- Crowd Funding At the Margins
- Crowd Funding Platforms
- Department of the Treasury
- deposits
- discrepancies
- Dodd Frank
- drone
- Film
- fine
- FINRA
- fraud
- Funding Portals
- insufficient funds fees
- Investments
- Jobs
- Legislative Intent
- monthly maintenance fees
- NSF
- overdraft fee
- penalty
- review
- SEC
- Small Business
- States
- Tax
- technology
- Uncategorized
- unfair and deceptive practice
- VC
- Venture Capital
- Wall Street
Meta
Tag Archives: fine
Sudanese Journalist Released From Jail By Crowdfunding
What’s really cool about crowdfunding is how it’s taken off in all directions – not only all over the world but for all sorts of things. Further that, a Sudanese journalist who was jailed because she refused to cooperate with … Continue reading
Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, fine, Funding Portals, Investments, Jobs, Legislative Intent
Tagged Africa, campaign, court, crowd fund, crowdfunding, donation, false witness, fine, First Amendment, freedom of speech, freedom of the press, human rights, jail, journalist, political prisoner, press suppression, Reporters Without Borders, security agent, Sudan, trial, World Press Freedom Index
Leave a comment
Man Faces Prison For Sharing A Crowdfunding Link
A UK- Australian citizen was arrested in Dubai for sharing a crowdfunding link on his Facebook page. It is reported that Scott Richard is being held without bail for posting a “link to a crowdfunding effort to bring clothes, blankets … Continue reading
Posted in checkbook, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, fraud, Funding Portals, Legislative Intent, penalty, Uncategorized
Tagged advertising, arrest, campaign, capital, charity, crowd fund, Crowd Fund Act, crowdfunding, Dubai, Facebook, fine, fraud, fundraising, IndieGoGo, Islamic Affairs and Charitable Activities Department, laws, link, prison, refugee, rewards
Leave a comment
SEC Staff Continues To Issue “Bad Boy” Waivers
The secret to obtaining a “bad boy” waiver from the Securities and Exchange Commission is to show: the bad act did not involve an intent to defraud; the misconduct did not involve the sale of securities; the actor has taken … Continue reading
Posted in Uncategorized
Tagged bad actor, bad boy, broker dealer, Crowd Fund Act, crowdfund, crowdfunding, disqualification, Financial Industry Regulatory Authority, finder, fine, FINRA, funds, high net worth, institutional investor, intent to defraud, JOBS Act, knowledge, placement agent, private placement, promoter, real estate, Reg D, Regulation D, Rule 506, SEC, Securities and Exchange Commission, solicitor, suspension, tax lien, waiver
Leave a comment
