Tag Archives: disclosures

Listen to the Birdie

How can you make money in the stock market? Turn in a cheater. The SEC’s Office of the Whistleblower has received over 3,620 whistleblower tips, a more than 20% increase in the number of whistleblower tips in just two years. … Continue reading

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ABA Comments on Crowd Funding Regs

The  Federal Regulation of Securities  Committee of the Business Law  Section of  the American Bar Association sent the Securities and Exchange Commission their- comments on the SEC’s proposed crowdfunding regs that included: it agrees that amounts raised using crowdfunding should … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

PCAOB Proposes Auditors ID Critical Matters and Reporting Inconsistencies

HAPPENING NOW: The Public Company Accounting Oversight Board, meeting now, has proposed a rule to require that the auditor’s report giving an unqualified opinion on a public reporting company also include a discussion of “critical audit matters” found while performing … Continue reading

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Hollywood Discovers Crowd Funding

It’s now official. The voice of the movie industry, Variety, in a lead article, has picked up on the soon to be available film finance technique of crowd funding,  noting in particular that film financing accounting is unlike anything anyone … Continue reading

Posted in Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, Funding Portals, Investments, SEC, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , | Leave a comment