Tag Archives: conflict of interest

Does the Secondary Crowdfunding Market Need Analysts?

On May 16th, real crowdfunding can begin. Investors must hold their shares for 1 year and there will be no liquid secondary market to trade them. Academics are now suggesting that independent analysts provide coverage for crowdfunded companies to provide … Continue reading

Posted in accredited investor, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, fraud, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Banks Restrict Employee Participation in Crowdfunding

Crowdfunding is now causing issues at the money center banks as Wells Fargo’s ethics office has banned employees from participating in peer-to-peer lending. WF’s rationale is that such lending may lead to a conflict of interest as it is a … Continue reading

Posted in Banking, Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment