Tag Archives: conditions

“Bad Actor” Waivers Getting Harder to Get

After giving an investment adviser that failed to get clients’ consents for 21,000 trades a “bad boy” waiver, the Securities and Exchange Commission is now considering punishing JP Morgan. The Wall Street Journal reports that the Commission is thinking about … Continue reading

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Kickstarter Documents Contract Between Crowdfunders and Donors

Kickstarter has revised its terms and conditions to let crowdfunders know that they are entering into legally binding contracts with their “donors.” The terms now specifically state that if the funder does not comply with its obligations, it could be … Continue reading

Posted in Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, Funding Portals, Investments, Legislative Intent, SEC, Small Business, Venture Capital | Tagged , , , , , , , , , , , , , , , , , , | Leave a comment