Tag Archives: complaint

Crowdfunders Should Remember To Note Risks

Just because advertising is now permitted for certain private placements, that doesn’t mean that crowdfunding companies should forget about their disclosure obligations. The Wall Street Journal has produced a graphic that provides interesting stats on startups. For example, when thinking … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , | Leave a comment

It’s A Contract

If I promise to deliver to you product X in exchange for $Y, what is that? It’s a legally binding contract. If I take your $Y, put it in my personal bank account and do not deliver your product X … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, SEC, Small Business, Uncategorized | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment