Tag Archives: Chairman White

Democrats Push SEC to Regulate Political Spending

The must-pass Omnibus Spending compromise includes a provision stuck in by Republicans that prohibits the Securities and Exchange Commission from using 2016 funds to regulate corporate political spending disclosures. However, a raft of Democrats have written to SEC Chair Mary … Continue reading

Posted in Congress, Crowd Fund Act, Crowd Fund Act of 2012, Dodd Frank, Film, Investments, Jobs, Legislative Intent, SEC, Small Business, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , | Leave a comment

Follow The Rule, Not The Proposal

SEC Chairman White recently clarified the SEC’s position on Rule 506(c) passed on July 10, 2013, and to be effective on September 23, 2013. That rule ┬ápermits general solicitation in Reg. D private placements as long as the issuer takes … Continue reading

Posted in Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, Small Business, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , | Leave a comment