Tag Archives: certification

If Adjusted, Number of Accredited Investors Would Decline

Congress wants the SEC to study the definition of “accredited investor” to determine if it should be increased to adjust for inflation. The current definition (Regulation D, Rule 501) defines an individual accredited investor as one who has an income … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Jobs, SEC, Small Business, Venture Capital | Tagged , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

SEC Creates New Jobs

The JOBS Act continues to spawn new jobs. One new profession could be the “trusted third party” that, for purposes of permitting an issuer to advertise its private placement, has taken reasonable steps to verify that the purchaser of that … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Jobs, Legislative Intent, SEC, Small Business, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

SEC to Meet to Decide on Reg. D Solicitation Rules

The SEC has set a date for an open Commission meeting for next Wednesday to finally adopt rules relating to Title II of the JOBS Act, that will permit issuers to conduct Rule 506 offerings using general solicitation under Reg … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Film, FINRA, Funding Portals, Investments, Legislative Intent, SEC, Small Business, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

Crowdfunding Legal Analysis

For those interested in the legal analysis of the JOBS Act and crowdfunding in particular, the Sturm College of Law at the University of Denver’s online supplement to the University of Denver’s Law Review provides 8 articles that discuss: The … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Legislative Intent, SEC, Small Business, States, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment