Tag Archives: bylaws

Institutional Investors Want To Get Rid of Dual Class Stock

For all you entrepreneurs that want to maintain control of your company by using two classes of stock (voting or super-voting shares for you, non-voting or low-voting shares for your investors), take notice. The Wall Street Journal is reporting that … Continue reading

Posted in checkbook, Investments, technology, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , | Leave a comment

FINRA Proposed Regs Require Expertise

FINRA has issued new proposed rules for non-broker/dealer funding portals. Those entities must become FINRA members in order to list security selling crowd funding issuers. The good news is that ¬†applications will generally be processed within 60 days after FINRA … Continue reading

Posted in Broker dealers, Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, FINRA, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment