Tag Archives: appointment

Look For A Different Focus At The SEC

The PEOTUS’ pick for the chairman of the Securities and Exchange Commission, Jay Clayton, has deep ties to protecting Wall Street as a partner at the white shoe law firm Sullivan & Cromwell. He has written that “zealous enforcement of … Continue reading

Posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Dodd Frank, Funding Portals, Investments, Jobs, Legislative Intent, review, SEC, Small Business | Tagged , , , , , , , , , , , , , , , , , , , , , , | Leave a comment

SEC Appointees Held In Senate

The Securities and Exchange Commission is operating now with only 3 commissioners. Two Obama nominees are being held up in the Senate as the political season heats up, with Banking Committee Chairman Richard Shelby, R-Ala., telling Politico in January he … Continue reading

Posted in Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Dodd Frank, FINRA, Funding Portals, Jobs, SEC, Small Business, VC, Venture Capital, Wall Street | Tagged , , , , , , , , , , , , , , , , , , | Leave a comment

Obama Nominates 2 Women To SEC

President Barack Obama on Tuesday selected Democrat Lisa Fairfax and Republican Hester Peirce to serve on the Securities and Exchange Commission. Ms. Fairfax would replace Luis Aguilar, whose term expired, and Ms. Peirce would replace Daniel Gallagher who left the … Continue reading

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New Chief Counsel For SEC Chairman

Securities and Exchange Commission Chair Mary Jo White today announced that she has appointed Robert E. Rice, 57, as her Chief Counsel. A former federal prosecutor, Mr. Rice comes to the SEC from Deutsche Bank AG in New York, where … Continue reading

Posted in Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Funding Portals, Investments, Jobs, Legislative Intent, SEC, Small Business, Wall Street | Tagged , , , , , , , , , , , , , , , , | Leave a comment

Rumor Central:

The Obama Administration is floating former federal prosecutor Mary Jo White as the possible head of the SEC. Her views on crowd funding are unknown at this time. http://lnkd.in/DvWqca

Posted in Congress, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Film, Funding Portals, Investments, Jobs, SEC, Wall Street | Tagged , , , , , , , , , , , , , , , , , , , | Leave a comment