FINRA Registered Crowdfunding Portals

In addition to registered broker-dealers, of which there are hundreds, there were, as of Monday, May 16, 2016 when the new SEC crowdfunding regulations went into effect, 8 FINRA registered crowdfunding portals.

They are:

For a list of registered broker-dealers: http://www.finra.org/about/firms-we-regulate

See more info at FINRA: http://www.finra.org/about/funding-portals-we-regulate

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About JeffKoeppel

I am a corporate/securities attorney in the Washington, DC area. Prior to joining the firm, I was a Senior Attorney Advisor in the Division of Corporation Finance at the U.S. Securities and Exchange Commission. I am a member of the Bars of the States of Maryland, New York and the District of Columbia. You can also follow this blog on LinkedIn at: http://www.linkedin.com/pub/jeffrey-a-koeppel/0/63/5a9
This entry was posted in accredited investor, Crowd Fund Act, Crowd Fund Act of 2012, Crowd Funding At the Margins, Crowd Funding Platforms, Dodd Frank, fraud, Funding Portals, Jobs, Legislative Intent, SEC, Small Business, technology, VC, Venture Capital, Wall Street and tagged , , , , , , , , , , , , , , , , , , , , , , , , , , . Bookmark the permalink.

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